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feat(ErdosProblems/593): formalize obligatory 3-uniform subhypergraph…
henrykmichalewski 6565a7f
Address review: move hypergraph infra to FormalConjecturesForMathlib,…
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docs: add verbatim source statement to module docstring
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fix(ErdosProblems/593): state main theorem as the conjectured iff (Pa…
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Merge remote-tracking branch 'upstream/main' into add-problem-593
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fix(ErdosProblems/593): @[category undergraduate] → @[category textbo…
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fix(ErdosProblems/593): apply mo271 docstring conventions (review)
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fix(ErdosProblems/593): switch graph_case_bipartite_obligatory to emb…
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| Original file line number | Diff line number | Diff line change |
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| /- | ||
| Copyright 2026 The Formal Conjectures Authors. | ||
|
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| Licensed under the Apache License, Version 2.0 (the "License"); | ||
| you may not use this file except in compliance with the License. | ||
| You may obtain a copy of the License at | ||
|
|
||
| https://www.apache.org/licenses/LICENSE-2.0 | ||
|
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||
| Unless required by applicable law or agreed to in writing, software | ||
| distributed under the License is distributed on an "AS IS" BASIS, | ||
| WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied. | ||
| See the License for the specific language governing permissions and | ||
| limitations under the License. | ||
| -/ | ||
|
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| import FormalConjectures.Util.ProblemImports | ||
| import FormalConjecturesForMathlib.Combinatorics.Hypergraph.ThreeUniform | ||
|
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| /-! | ||
| # Erdős Problem 593 | ||
|
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| *References:* | ||
| - [erdosproblems.com/593](https://www.erdosproblems.com/593) | ||
| - [EGH75] Erdős, Paul and Galvin, Fred and Hajnal, András, On set-systems having large | ||
| chromatic number and not containing prescribed subsystems. | ||
| Infinite and finite sets (Colloq., Keszthely, 1973; dedicated to P. Erdős on his 60th | ||
| birthday), Vol. I. Colloq. Math. Soc. János Bolyai 10, North-Holland (1975), 425–513. | ||
| - [Er95d] Erdős, Paul, Some of my favourite problems in various branches of combinatorics. | ||
| Matematiche (Catania) 47 (1992), no. 2, 231–240 (1995). | ||
| -/ | ||
|
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| open Cardinal Set SimpleGraph | ||
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| namespace Erdos593 | ||
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| /- ## Main open problem -/ | ||
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| /-- | ||
| **Erdős Problem 593 ($500)**: Characterize those finite 3-uniform hypergraphs which appear | ||
| in every 3-uniform hypergraph of chromatic number $> \aleph_0$. | ||
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| A natural conjectural characterization, recorded here, is that the obligatory finite 3-uniform | ||
| hypergraphs are exactly the 2-colorable ones (Property B). The forward direction | ||
| (`IsObligatory → IsTwoColorable`) and converse (`IsTwoColorable → IsObligatory`) are stated as | ||
| separate variants below; in the graph case ($r = 2$), Erdős–Galvin–Hajnal [EGH75] proved the | ||
| analogous result (obligatory ⇔ bipartite). | ||
| -/ | ||
| @[category research open, AMS 5] | ||
| theorem erdos_593 : answer(sorry) ↔ | ||
| ∀ (W : Type) [Fintype W] (F : ThreeUniformHypergraph W), | ||
| IsObligatory F ↔ F.IsTwoColorable := by | ||
| sorry | ||
|
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||
| /-- | ||
| **Erdős Problem 593 — Necessary direction**: Every obligatory finite 3-uniform | ||
| hypergraph is 2-colorable. | ||
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| This is the natural necessary condition for the conjectural characterization in `erdos_593`: | ||
| if a finite 3-uniform hypergraph `F` is not 2-colorable, one expects to construct a | ||
| hypergraph with large chromatic number that contains no copy of `F`. | ||
| -/ | ||
| @[category research open, AMS 5] | ||
| theorem erdos_593.variants.obligatory_implies_two_colorable : answer(sorry) ↔ | ||
| ∀ (W : Type) [Fintype W] (F : ThreeUniformHypergraph W), | ||
| IsObligatory F → F.IsTwoColorable := by | ||
| sorry | ||
|
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||
| /-- | ||
| **Erdős Problem 593 — Sufficient direction**: Every finite 2-colorable 3-uniform | ||
| hypergraph is obligatory. | ||
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| This is the converse direction of the `erdos_593` characterization: if 2-colorability | ||
| matches the graph-case characterization (bipartite ⇔ obligatory), then every 2-colorable | ||
| finite 3-uniform hypergraph must appear in every 3-uniform hypergraph of chromatic number | ||
| $> \aleph_0$. | ||
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| Together with `erdos_593.variants.obligatory_implies_two_colorable`, this implies `erdos_593`. | ||
| -/ | ||
| @[category research open, AMS 5] | ||
| theorem erdos_593.variants.two_colorable_implies_obligatory : answer(sorry) ↔ | ||
| ∀ (W : Type) [Fintype W] (F : ThreeUniformHypergraph W), | ||
| F.IsTwoColorable → IsObligatory F := by | ||
| sorry | ||
|
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||
| /-- | ||
| **Conjunction of the two open implications gives the conjectured characterization**: if both | ||
| `obligatory_implies_two_colorable` and `two_colorable_implies_obligatory` hold, then the | ||
| characterization conjectured in `erdos_593` (`IsObligatory F ↔ F.IsTwoColorable`) follows by | ||
| elementary `Iff` manipulation. | ||
| -/ | ||
| @[category test, AMS 5] | ||
| theorem erdos_593.variants.implications_combine | ||
| (h₁ : ∀ (W : Type) [Fintype W] (F : ThreeUniformHypergraph W), | ||
| IsObligatory F → F.IsTwoColorable) | ||
| (h₂ : ∀ (W : Type) [Fintype W] (F : ThreeUniformHypergraph W), | ||
| F.IsTwoColorable → IsObligatory F) : | ||
| ∀ (W : Type) [Fintype W] (F : ThreeUniformHypergraph W), | ||
| IsObligatory F ↔ F.IsTwoColorable := by | ||
| intro W _ F | ||
| exact ⟨h₁ W F, h₂ W F⟩ | ||
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| /- ## Variants and partial results -/ | ||
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| /-- | ||
| **Graph analogue — bipartite graphs are obligatory (Erdős–Galvin–Hajnal [EGH75])**: | ||
| For the 2-uniform (graph) case, a graph of chromatic cardinal $> \aleph_0$ must contain all | ||
| finite bipartite graphs. Specifically, for every finite bipartite graph `F` and every graph | ||
| `G` with chromatic cardinal $> \aleph_0$, there is a graph embedding from `F` into `G`. | ||
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| This uses `Nonempty (F ↪g G)` (graph embedding), aligned with the injective vertex map | ||
| used in the hypergraph `Appears` definition. | ||
| -/ | ||
| @[category research solved, AMS 5] | ||
| theorem erdos_593.variants.graph_case_bipartite_obligatory : | ||
| answer(True) ↔ | ||
| ∀ (V : Type*) (G : SimpleGraph V), | ||
| ℵ₀ < G.chromaticCardinal → | ||
| ∀ (W : Type*) [Fintype W] (F : SimpleGraph W), F.IsBipartite → | ||
| Nonempty (F ↪g G) := by | ||
| simp only [true_iff] | ||
| -- This is the Erdős–Galvin–Hajnal theorem [EGH75]. | ||
| sorry | ||
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| /-- | ||
| **Graph analogue — no odd cycle is obligatory (Erdős–Galvin–Hajnal [EGH75])**: | ||
| For every odd $k \geq 3$, there exists a graph with chromatic cardinal $\aleph_1$ that | ||
| contains no cycle of length $k$. This shows the class of obligatory graphs is strictly | ||
| smaller than all finite graphs. | ||
| -/ | ||
| @[category research solved, AMS 5] | ||
| theorem erdos_593.variants.graph_case_no_odd_cycle : | ||
| answer(True) ↔ | ||
| ∀ k : ℕ, Odd k → 3 ≤ k → | ||
| ∃ (V : Type*) (G : SimpleGraph V), | ||
| G.chromaticCardinal = ℵ_ 1 ∧ | ||
| IsEmpty (cycleGraph k →g G) := by | ||
| simp only [true_iff] | ||
| -- This is the Erdős–Galvin–Hajnal theorem [EGH75]. | ||
| sorry | ||
|
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| /-- | ||
| **Vertices must be uncountable**: Every 3-uniform hypergraph with chromatic cardinal | ||
| $> \aleph_0$ must have an uncountable vertex set. | ||
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| **Proof:** If `V` is countable, there exists an injection `φ : V → ℕ`. Using distinct natural | ||
| numbers as colors gives a proper coloring, so $\chi(H) \leq \#\mathbb{N} = \aleph_0$, | ||
| contradicting $\chi(H) > \aleph_0$. | ||
| -/ | ||
| @[category textbook, AMS 5] | ||
| theorem erdos_593.variants.uncountable_vertices_if_large_chromatic | ||
| {V : Type} (H : ThreeUniformHypergraph V) (hχ : ℵ₀ < H.chromaticCardinal) : | ||
| ¬ Countable V := by | ||
| intro hcount | ||
| -- Since V is countable, there is an injection φ : V → ℕ. | ||
| obtain ⟨φ, hφ⟩ := Countable.exists_injective_nat V | ||
| -- The injection φ is a proper coloring using ℕ as the color type: | ||
| -- each edge has card 3, so we can extract two distinct vertices with distinct images. | ||
| have hprop : H.IsProperColoring φ := by | ||
| intro e he | ||
| -- Extract 3 distinct elements from e using H.uniform. | ||
| have hcard : e.card = 3 := H.uniform e he | ||
| -- Since e.card = 3 ≥ 2, there exist two distinct elements u ≠ v in e. | ||
| have hge : 1 < e.card := by omega | ||
| obtain ⟨u, hu, v, hv, huv⟩ := Finset.one_lt_card.mp hge | ||
| exact ⟨u, hu, v, hv, fun heq => huv (hφ heq)⟩ | ||
| -- So χ(H) ≤ #ℕ = ℵ₀. | ||
| have hle : H.chromaticCardinal ≤ ℵ₀ := by | ||
| apply csInf_le | ||
| · -- The set {κ | ∃ C, #C = κ ∧ ∃ f, proper} is bounded below by 0. | ||
| exact ⟨0, fun _ ⟨_, _, _, _⟩ => Cardinal.zero_le _⟩ | ||
| · exact ⟨ℕ, Cardinal.mk_nat, φ, hprop⟩ | ||
| exact absurd (lt_of_lt_of_le hχ hle) (lt_irrefl _) | ||
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| /-- | ||
| **No hyperedges implies chromatic cardinal ≤ 1**: A 3-uniform hypergraph with no edges can | ||
| be properly colored with a single color, so its chromatic cardinal is at most 1. In | ||
| particular, $\chi(H) > \aleph_0$ implies `H` has at least one hyperedge. | ||
| -/ | ||
| @[category textbook, AMS 5] | ||
| theorem erdos_593.variants.nonempty_edges_if_large_chromatic | ||
| {V : Type} (H : ThreeUniformHypergraph V) (hχ : ℵ₀ < H.chromaticCardinal) : | ||
| H.edges.Nonempty := by | ||
| by_contra hempty | ||
| push_neg at hempty | ||
| -- H has no edges (hempty : H.edges = ∅), so any coloring is proper. | ||
| have hprop : H.IsProperColoring (fun _ : V => (0 : Fin 1)) := by | ||
| intro e he | ||
| rw [hempty] at he | ||
| exact (Set.mem_empty_iff_false e).mp he |>.elim | ||
| -- Hence χ(H) ≤ 1 < ℵ₀. | ||
| have hle : H.chromaticCardinal ≤ 1 := by | ||
| apply csInf_le | ||
| · exact ⟨0, fun _ ⟨_, _, _, _⟩ => Cardinal.zero_le _⟩ | ||
| · refine ⟨Fin 1, ?_, fun _ => 0, hprop⟩ | ||
| simp | ||
| have h1le : (1 : Cardinal) ≤ ℵ₀ := le_of_lt Cardinal.one_lt_aleph0 | ||
| exact absurd (lt_of_lt_of_le hχ (hle.trans h1le)) (lt_irrefl _) | ||
|
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| /-- | ||
| **Monotonicity of the obligatory property**: If `F₁` appears in `F₂` and `F₂` is obligatory, | ||
| then `F₁` is also obligatory. | ||
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| **Proof:** For any `H` with $\chi(H) > \aleph_0$, since `F₂` is obligatory, `F₂` appears | ||
| in `H` via some injection `φ₂`. Since `F₁` appears in `F₂` via `φ₁`, the composition | ||
| `φ₂ ∘ φ₁` witnesses that `F₁` appears in `H`. | ||
| -/ | ||
| @[category textbook, AMS 5] | ||
| theorem erdos_593.variants.obligatory_monotone | ||
| {W₁ W₂ : Type} [Fintype W₁] [Fintype W₂] [DecidableEq W₂] | ||
| {F₁ : ThreeUniformHypergraph W₁} {F₂ : ThreeUniformHypergraph W₂} | ||
| (h12 : F₁.Appears F₂) (hObl : IsObligatory F₂) : | ||
| IsObligatory F₁ := by | ||
| intro V _hV H hχ | ||
| obtain ⟨φ₂, hφ₂_inj, hφ₂_edge⟩ := hObl V H hχ | ||
| obtain ⟨φ₁, hφ₁_inj, hφ₁_edge⟩ := h12 | ||
| refine ⟨φ₂ ∘ φ₁, hφ₂_inj.comp hφ₁_inj, fun e he => ?_⟩ | ||
| -- e.image (φ₂ ∘ φ₁) = (e.image φ₁).image φ₂ by Finset.image_image | ||
| have heq : e.image (φ₂ ∘ φ₁) = (e.image φ₁).image φ₂ := by | ||
| rw [Finset.image_image] | ||
| rw [heq] | ||
| exact hφ₂_edge _ (hφ₁_edge e he) | ||
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| /-- | ||
| **The empty hypergraph is trivially obligatory**: The 3-uniform hypergraph on `PEmpty` (no | ||
| vertices, no edges) appears in every hypergraph via the empty injection. | ||
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| This degenerate case confirms the definition is well-formed. | ||
| -/ | ||
| @[category textbook, AMS 5] | ||
| theorem erdos_593.variants.empty_hypergraph_obligatory : | ||
| IsObligatory (W := PEmpty) ⟨∅, fun _ h => (Set.mem_empty_iff_false _).mp h |>.elim⟩ := by | ||
| intro V _hV H _hχ | ||
| exact ⟨IsEmpty.elim inferInstance, Function.injective_of_subsingleton _, | ||
| fun _ h => (Set.mem_empty_iff_false _).mp h |>.elim⟩ | ||
|
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| end Erdos593 | ||
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FormalConjecturesForMathlib/Combinatorics/Hypergraph/ThreeUniform.lean
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| Original file line number | Diff line number | Diff line change |
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| @@ -0,0 +1,105 @@ | ||
| /- | ||
| Copyright 2026 The Formal Conjectures Authors. | ||
|
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| Licensed under the Apache License, Version 2.0 (the "License"); | ||
| you may not use this file except in compliance with the License. | ||
| You may obtain a copy of the License at | ||
|
|
||
| https://www.apache.org/licenses/LICENSE-2.0 | ||
|
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| Unless required by applicable law or agreed to in writing, software | ||
| distributed under the License is distributed on an "AS IS" BASIS, | ||
| WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied. | ||
| See the License for the specific language governing permissions and | ||
| limitations under the License. | ||
| -/ | ||
| module | ||
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| public import Mathlib.Data.Finset.Card | ||
| public import Mathlib.SetTheory.Cardinal.Basic | ||
| public import Mathlib.SetTheory.Cardinal.Ordinal | ||
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| @[expose] public section | ||
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| /-! | ||
| # 3-Uniform Hypergraphs | ||
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| This file defines the basic combinatorial infrastructure for 3-uniform hypergraphs used in | ||
| formalizations of Erdős problems (e.g., Problem 593, Problem 1177). | ||
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| **Note:** Mathlib does not yet have a general hypergraph API. The definitions here fill that | ||
| gap for the special case of 3-uniform hypergraphs (every edge has exactly 3 vertices). | ||
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| ## Main definitions | ||
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| - `ThreeUniformHypergraph V` : a set of 3-element `Finset`s on a vertex type `V` | ||
| - `ThreeUniformHypergraph.IsProperColoring` : vertex coloring with no monochromatic edge | ||
| - `ThreeUniformHypergraph.chromaticCardinal` : minimum cardinality of a color type admitting | ||
| a proper coloring (a `Cardinal`-valued chromatic number, distinguishing infinite values) | ||
| - `ThreeUniformHypergraph.Appears` : sub-hypergraph embedding (injective vertex map | ||
| carrying edges to edges) | ||
| - `ThreeUniformHypergraph.IsTwoColorable` : vertex set has a 2-coloring with no monochromatic | ||
| edge (also called Property B); the 3-uniform analogue of bipartiteness for graphs | ||
| - `IsObligatory` : a finite hypergraph appears in every hypergraph of chromatic cardinal > ℵ₀ | ||
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| ## References | ||
|
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| - Erdős, Galvin, Hajnal, *On set-systems having large chromatic number and not containing | ||
| prescribed subsystems*, Infinite and finite sets, 1975. | ||
| -/ | ||
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| open Cardinal Set | ||
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| /-- A **3-uniform hypergraph** on vertex type `V` is a set of 3-element `Finset`s. | ||
| Each element of `edges` is a hyperedge, and `uniform` ensures each has exactly 3 vertices. | ||
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| Note: Mathlib does not yet have a general hypergraph API; this fills that gap for the | ||
| 3-uniform case relevant to Erdős problems 593 and 1177. -/ | ||
| structure ThreeUniformHypergraph (V : Type) where | ||
| /-- The set of hyperedges: each edge is a 3-element finset of vertices. -/ | ||
| edges : Set (Finset V) | ||
| /-- Every hyperedge has exactly 3 vertices. -/ | ||
| uniform : ∀ e ∈ edges, e.card = 3 | ||
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| namespace ThreeUniformHypergraph | ||
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| /-- A **proper coloring** of a 3-uniform hypergraph `H` by a color type `C` is a vertex | ||
| coloring such that no hyperedge is monochromatic (all three vertices receive the same color). -/ | ||
| def IsProperColoring {V : Type} (H : ThreeUniformHypergraph V) {C : Type} (f : V → C) : Prop := | ||
| ∀ e ∈ H.edges, ∃ u ∈ e, ∃ v ∈ e, f u ≠ f v | ||
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| /-- The **chromatic cardinal** of a 3-uniform hypergraph `H` is the infimum of cardinalities | ||
| of color types admitting a proper coloring. | ||
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| In contrast to a `ℕ∞`-valued chromatic number, this `Cardinal`-valued definition distinguishes | ||
| between different infinite chromatic numbers (e.g., `ℵ₀` vs. `ℵ₁`). We work at `Type` | ||
| (universe 0) throughout to avoid universe metavariable issues. -/ | ||
| noncomputable def chromaticCardinal {V : Type} (H : ThreeUniformHypergraph V) : Cardinal.{0} := | ||
| sInf {κ : Cardinal.{0} | ∃ (C : Type), #C = κ ∧ ∃ f : V → C, H.IsProperColoring f} | ||
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| /-- A finite 3-uniform hypergraph `F` **appears** in `H` (as a sub-hypergraph) if there | ||
| exists an injective vertex map `φ : W → V` that sends every hyperedge of `F` to a hyperedge | ||
| of `H`. -/ | ||
| def Appears {W V : Type} [DecidableEq V] (F : ThreeUniformHypergraph W) | ||
| (H : ThreeUniformHypergraph V) : Prop := | ||
| ∃ φ : W → V, Function.Injective φ ∧ ∀ e ∈ F.edges, e.image φ ∈ H.edges | ||
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| /-- A 3-uniform hypergraph `F` is **2-colorable** (has **Property B**) if there exists a | ||
| 2-coloring of its vertices with no monochromatic edge. | ||
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| This is the hypergraph analogue of bipartiteness for graphs: a graph is bipartite iff it | ||
| is 2-colorable as a graph. For 3-uniform hypergraphs, 2-colorability is a necessary condition | ||
| for being obligatory (every obligatory finite 3-uniform hypergraph is 2-colorable). -/ | ||
| def IsTwoColorable {V : Type} (F : ThreeUniformHypergraph V) : Prop := | ||
| ∃ f : V → Fin 2, F.IsProperColoring f | ||
|
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| end ThreeUniformHypergraph | ||
|
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| /-- A finite 3-uniform hypergraph `F` on a `Fintype` vertex type is **obligatory** if it | ||
| appears in every 3-uniform hypergraph (on a `Type`-valued vertex set) whose chromatic | ||
| cardinal exceeds `ℵ₀`. -/ | ||
| def IsObligatory {W : Type} [Fintype W] (F : ThreeUniformHypergraph W) : Prop := | ||
| ∀ (V : Type) [DecidableEq V] (H : ThreeUniformHypergraph V), | ||
| ℵ₀ < H.chromaticCardinal → F.Appears H | ||
|
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| end |
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AS stated this is trivially true:
The original problem asks to characterize which finite 3-uniform hypergraphs are obligatory i.e., to give a structural description in terms of simpler properties (analogous to "bipartite" in the graph case). Bare existential quantification over predicates cannot capture this: in formal logic, every property trivially characterizes itself.
This is a known difficulty with formalizing "characterize X" problems. Potentially our
answer(sorry)mechanism can help here?There was a problem hiding this comment.
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Good catch — applied your suggestion in
6565a7f(April 17, same day as the review). The trivial existential pattern is gone; the file now states two substantiveanswer(sorry)theorems capturing the open conjecture from each direction:The conjecture is that
IsObligatory F ↔ F.IsTwoColorable(analogous to the Erdős–Galvin–Hajnal characterisation of obligatory graphs as the bipartite ones); we file each direction as its own open question viaanswer(sorry)so neither is trivially provable. Hopefully this captures what you suggested with theanswer(sorry)mechanism.